Summaries of disciplinary decisions involving agency executive officers
To better help you in your duty to advise, oversee and monitor the activities of your brokers, we will present, in this section, summaries of disciplinary decisions involving agency executive officers. New cases will be added where relevant.
A section to read for better prevention! Simply click on the titles below.
- The OACIQ Discipline Committee has suspended the licence of the agency executive officer Léo Waltzing for 60 days
- An 18-month suspension to an agency executive officer for illegal use of the trust account
- Fines of $22,000 and a permanent ban: An agency executive and his mortgage agency sanctioned
- Agency executive officer condemned for failing to ensure that he receives and verifies his broker’s transaction documents in a timely fashion
